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Date Filed
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#
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Docket Text
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| March 1, 2007 |
7
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CERTIFIED COPY OF TRANSFER ORDER from Judicial Panel on Multidistrict Litigation received creating Master Docket MDL 1807, In Re: Wachovia Securities LLC Wage and Hour Litigation. Case
assigned to Judge David O. Carter for the purpose of pretrial proceedings. Consolidating Cases: NJ 2:06-4487, NJ 3:06-4931, NYE 2:06-1276, NYS 1:05-8852, NYS 1:06-13319,CAC SA CV 05-1031
DOC (RNBx), CV 05-7550 DOC (RNBx), CV 05-8187 DOC (RNBx). CV 05-8315 DOC (RNBx), CV 05-8370 DOC (RNBx). SA CV 06-136 DOC (RNBx), SA CV 06-722 DOC (RNBx), CV 06-8304 GAF (FMOx)(csb, )
Additional attachment(s) added on 5/13/2008 (jal, ). (Entered: March 13, 2007)
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| September 6, 2007 |
1
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ORDER by Judge David O. Carter, re MOTIONS of Various Plaintiffs to Consolidate Actions and Appoint Lead Counsel 37 : 1) All
actions transferred to this Court by the Judicial Panel on Multidistrict Litigation by its orders dated 9/29/06 and 1/4/07, as well as all cases currently before this Court related to the
MDL Transfers, and all tag along cases are hereby consolidated for all pretrial purposes. 2) The Consolidated Action shall also include all subsequently filed related cases and tag along
cases as well as all pending related cases or tag along cases. Lead Counsel appointed herein and defense counsel shall bring to the attention of the Court and the Clerk of the Court any
such cases at their earliest knowledge thereof. (See document for further details.) 20) Lead Counsel and defendants counsel shall promptly meet and confer to propose a case schedule for
the Court by the 30th day after the entry of this order. IT IS SO ORDERED.(rla) (Entered: September 6, 2007)
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| November 5, 2007 |
94
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Consolidated Class and Collective Action COMPLAINT. Filed by Plaintiff's. (ade) (Entered: October 6, 2009)
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| November 7, 2007 |
2
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STIPULATION AND ORDER by Judge David O. Carter: re TIME TO ANSWER, Move or Otherwise Respond to Plaintiffs' Second Amended Complaint 65 . ORDER granting Prudential Defendants answer due 12/31/2007 by Judge David O. Carter. IT IS SO ORDERED. (rla) (Entered:
11/15/2007)
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| November 7, 2007 |
3
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PRETRIAL ORDER NO. 1 by Judge David O. Carter: 2) This Order shall govern the pre-trial proceedings of these MDL and coordinated actions, and all subsequent related actions, that are
added-on, transferred or otherwise coordinated as part of this proceeding. 3) CONSOLIDATION: This is a set of putative class and collective actions consolidated into In re Wachovia
Securities, LLC, Wage and Hour Litigation, Master case No. SACV 05-1031 DOC(RNBx), MDL No. 1807. The cases have been consolidated and are governed by this Court's order of 9/6/07. The
order also governs pending subsequently filed, and transferreed related actions. 11) CONSOLIDATED COMPLAINT: Plaintiffs shall file and serve a consolidated complaint pursuant to this
Court's order of 9/6/07 no later than 11/5/07. (See document for further details.) (rla) (Entered: November 15, 2007)
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| November 7, 2007 |
4
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ORDER by Judge David O. Carter, FURTHER REPORT RE Meet and Confer on Proposed cAse schedule and Reqeust for Additional Time for Further Meet and Confer: IT IS SO ORDERED that the parties
may have up to and including 10/25/07 to file their proposed case schedule. (rla) (Entered: November 20, 2007)
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| November 30, 2007 |
5
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STIPULATED DISMISSAL AND ORDER by Judge David O. Carter. All claims of named plaintiff Debra M. Reda-Cappos are hereby DISMISSED WITH PREJUDICE, with each party to bear its own costs and
fees. Ms. Reda-Cappos is removed as a potential class representative. IT IS SO ORDERED. (nbo) (Entered: December 4, 2007)
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| December 20, 2007 |
6
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ANSWER of Defendants Wachovia Corporation, Wachovia Secuirites, LLC and First Union Securities, Inc. to Plaintiffs' Consolidated Class and Collective Action Complaint. (smi) (Entered:
01/04/2008)
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| September 16, 2008 |
9
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MINUTES OF IN CHAMBERS ORDER by Judge David O. Carter, DISMISSING DUPLICATE CASE: Currently pending before the Court are two cases captioned Anthony J. Mooney v. Wachovia Securities,
LLC., Case Nos. 07-0417 and 07-0541. Both resulted from the transfer of Case No 06-4698 from the Northern District of Illinois at Chicago as related to the Multidistrict Litigation, In
re: Wachovia Securities, LLC Wage & Hour Litigation, MDL No. 1807 DOC. The parties have already filed pleadings in Case No. 07-0541. Accordingly, Case No 07-0417 is hereby CLOSED and
all filings in that case are DEEMED to have been filed in 07-0541. The Clerk shall serve this minute order on all parties to the action. (rla) (Entered: September 24, 2008)
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| September 17, 2008 |
8
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CASE MANAGEMENT ORDER NO. 1 by Judge David O. Carter: Plaintiffs shall file and serve a consolidated complaint on or before 12/01/08. A Master File is hereby establised for the pleadings
and papers filed in the Consolidated Actions, and for al other cases filed in or transferred or removed to this Court and consolidated with the Consolidated Actions. The Master File shall
be denominated MDL No. 07-1807. (See document for details.) Parties shall be represented at all court appearances by lead counsel for the parties. However, if a court appearance involves
only a specific individual plaintiff or defendant, then lead counsel need not appear so long as the individual party is represented in person by counsel. Personal appearance is required
for all court appearances. IT IS SO ORDERED. (rla) (Entered: September 19, 2008)
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| November 17, 2008 |
10
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MINUTES OF IN CHAMBERS ORDER held before Judge David O. Carter: Setting Status Conference. Set/Reset Deadlines/Hearings:( Status Report due by 2/5/2009. Status Conference set for
12/16/2008 05:00 PM before Judge David O. Carter.) Theparties will further appear for a status conference on February 26, 2009, at 4:00 p.m. (ade) (Entered: November 19, 2008)
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| December 1, 2008 |
11
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CONSOLIDATED CLASS AND COLLECTIVE ACTION COMPLAINT SOLELY AGAINST THE PRUDENTIAL DEFENDANTS filed by plaintiffs. (smi) (Entered: December 3, 2008)
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| December 3, 2008 |
12
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STIPULATION for Settlement of Claims Against the Prudential Defendants filed by Plaintiff Shawn P Dewane. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2A, # 3 Exhibit 2B, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5)(Clapp, James) (Entered: December 3, 2008)
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| December 3, 2008 |
13
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NOTICE OF MOTION AND Joint MOTION for Settlement Approval of Class Action Settlement of Claims Against the Prudential Defendants filed by Plaintiff Shawn P Dewane. Motion set for hearing
on 12/16/2008 at 05:00 PM before Judge David O. Carter. (Clapp, James) (Entered: December 3, 2008)
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| December 3, 2008 |
14
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MEMORANDUM in Support of Joint MOTION for Settlement Approval of Class Action Settlement of Claims Against the Prudential Defendants 13 filed by Plaintiff Shawn P Dewane. (Clapp, James) (Entered: December 3, 2008)
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| December 3, 2008 |
15
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DECLARATION of James F. Clapp In Support Of Joint MOTION for Settlement Approval of Class Action Settlement of Claims Against the Prudential Defendants 13 filed by Plaintiff Shawn P Dewane. (Attachments: # 1 Exhibit 1, #
2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5)(Clapp, James) (Entered: December 3, 2008)
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| December 3, 2008 |
16
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PROOF OF SERVICE filed by Plaintiff Shawn P Dewane, re Memorandum in Support of Motion 14 , Joint MOTION for Settlement
Approval of Class Action Settlement of Claims Against the Prudential Defendants 13 , Declaration (Motion related), Declaration
(Motion related) 15 , Stipulation for Settlement 12 served on
12/3/2008. (Clapp, James) (Entered: December 3, 2008)
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| December 5, 2008 |
17
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NOTICE OF ERRATA filed by Plaintiff Shawn P Dewane. correcting Stipulation for Settlement 12 (Clapp, James) (Entered:
12/05/2008)
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| December 5, 2008 |
18
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Corrected STIPULATION for Settlement of Claims Against the Prudential Defendants filed by Plaintiff Shawn P Dewane. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2A, # 3 Exhibit 2B, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5)(Clapp, James) (Entered: December 5, 2008)
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| December 5, 2008 |
19
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PROOF OF SERVICE filed by Plaintiff Shawn P Dewane, re Stipulation for Settlement, 18 , Errata 17 served on 12/5/2008. (Clapp, James) (Entered: December 5, 2008)
|
| December 16, 2008 |
20
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ORDER by Judge David O. Carter Granting Joint MOTION for Settlement Approval of Class Action Settlement of Claims Against the Prudential Defendants 13 . 1) Court finds on a preliminary basis that the settlement (Settlement) memorialized in the Stipulation of Settlement of Claims
against the Prudential Defendants (Stipulation) falls within the range of reasonableness and meets the requirements for preliminary approval. 6) Court appoints, for settlement purposes
only, Plaintiffs as Class Representatives for the Class. 7) Court appoints for settlement purposes only, the law firms of Wolf Haldenstein Adler Freeman and Herz LLP, Dostart Clapp Gordon
and Coveney LLP, and Wynne Law Firm as Class Counsel for the Class. 8) Court appoints The Garden City Group Inc as Claims Administrator. Final Approval hearing set for 4/27/2009 at 03:00
PM before Judge David O. Carter (see Order for further details). 17) Parties are Ordered to carry out Settlement according to terms of Stipulation. (ln) (Entered: December 17, 2008)
|
| December 17, 2008 |
21
|
Notice of Change of Attorney Information filed by Plaintiff Shawn P Dewane Filed by Plaintiffs Jason Clark, Wayne Ribnick, David Mizrahi, Howard Schneider, Anthony San Andres, Robert
Huntley, LLoyd Cohen, Stephen Pincin, and Scott Dahlberg, individually, and on behalf of all others similarly situated (Harris, Stephen) (Entered: December 17, 2008)
|
| December 18, 2008 |
22
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NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents. The following error(s) was found: Incorrect event selected, correct event is Change of Attorney Information (G-06) RE:
Miscellaneous Document, 21 . In response to this notice the court may order (1) an amended or correct document to be filed (2)
the document stricken or (3) take other action as the court deems appropriate. (rrp) (Entered: December 18, 2008)
|
| February 4, 2009 |
23
|
Joint STIPULATION to Continue Status Report and Status Conference from 2/5/09 and 2/26/09 to 3/3/09 and 3/24/09 filed by Attorneys for Defendant Wachovia Securities LLC. (Attachments: #
1 Proposed Order Proposed Order Granting Continuance)(Hix, Timothy) (Entered: February 4, 2009)
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| February 6, 2009 |
24
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ORDER by Judge David O. Carter GRANTING Continuance of Status Report and Conference Deadlines as to Plaintiffs and the Wachovia Defendants 23 . Status Report due by 3/3/2009. Status Conference continued to 3/16/2009 at 04:00 PM before Judge David O. Carter. (nbo) (Entered:
02/09/2009)
|
| March 2, 2009 |
25
|
Joint STIPULATION to Continue Status Report/Conference from 3-3-2009 / 3-16-2009 to 3-13-2009 / 3-25-2009 filed by Attorneys for Defendants Wachovia Securities LLC. (Attachments: #
1 Proposed Order Proposed Order)(Hix, Timothy) (Entered: March 2, 2009)
|
| March 4, 2009 |
26
|
MINUTES OF IN CHAMBERS ORDER held before Judge David O. Carter: re: ORDER CONTINUING STATUS REPORT DEADLINE AND MAINTAINING CURRENT STATUS CONFERENCE DATE. 25 Before the Court is the Plaintiffs and the Defendants Wachovia Corporation, Wachovia Securities, LLC, and First Union Securities,
Inc. (Wachovia) (collectively, the Parties) Joint Stipulation for Continuance of Status Report and Conference Deadlines. After considering the stipulation, the Court hereby GRANTS the
Parties an additional ten days, through and including March 13, 2009, to file a report regarding the status of the litigation. However, that report must be filed no later than 12:00 p.m.
pacific standard time on March 13, 2009. The Court hereby DENIES the request to continue the status conference. The status conference remains set for March 16, 2009, at 4:00 p.m. (ade)
(Entered: March 4, 2009)
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| March 13, 2009 |
27
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STATUS REPORT REGARDING CASE SETTLEMENT filed by Defendant Wachovia Securities LLC. (Hix, Timothy) (Entered: March 13, 2009)
|
| March 17, 2009 |
28
|
NOTICE of Change of Attorney Information for attorney Maria C Rodriguez counsel for In Re: Wachovia Securities LLC Wage and Hour Litigation.Maria C. Rodriguez is no longer attorney of
record for the aforementioned party in this case for the reason indicated in the G-06 Notice. Filed by Defendant Wachovia Securities LLC (Rodriguez, Maria) (Entered: March 17, 2009)
|
| April 6, 2009 |
29
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STIPULATION for Extension of Time to File To Submit Unopposed Motion for Final Approval of Class Action Settlement with the Prudential Defendants filed by Defendant Prudential Securities
Inc. (Attachments: # 1 Proposed Order)(Battenfeld, John) (Entered: April 6, 2009)
|
| April 7, 2009 |
30
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NOTICE OF MOTION AND Joint MOTION for Settlement Approval of Class and Collective Action Settlement Preliminary Approval filed by Plaintiff Shawn P Dewane. Motion set for hearing
on 4/27/2009 at 03:00 PM before Judge David O. Carter. (Attachments: # 1 Proposed Order)(Berger, Justin) (Entered: April 7, 2009)
|
| April 7, 2009 |
31
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DECLARATION of Jeffrey G. Smith in Support of Joint MOTION for Settlement Approval of Class and Collective Action Settlement Preliminary Approval 30 filed by Plaintiff Shawn P Dewane. (Berger, Justin) (Entered: April 7, 2009)
|
| April 7, 2009 |
32
|
DECLARATION of Joseph W. Cotchett in Support of Joint MOTION for Settlement Approval of Class and Collective Action Settlement Preliminary Approval 30 filed by Plaintiff Shawn P Dewane. (Berger, Justin) (Entered: April 7, 2009)
|
| April 13, 2009 |
33
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NOTICE OF MOTION AND MOTION for Attorney Fees , Litigation Expenses, and Plaintiff Enhancements filed by Plaintiff Shawn P Dewane. Motion set for hearing on 4/27/2009 at 03:00 PM
before Judge David O. Carter. (Clapp, James) (Entered: April 13, 2009)
|
| April 13, 2009 |
34
|
MEMORANDUM in Support of MOTION for Attorney Fees , Litigation Expenses, and Plaintiff Enhancements 33 filed by
Plaintiff Shawn P Dewane. (Clapp, James) (Entered: April 13, 2009)
|
| April 13, 2009 |
35
|
DECLARATION of James F. Clapp in support of MOTION for Attorney Fees , Litigation Expenses, and Plaintiff Enhancements 33 filed by Plaintiff Shawn P Dewane. (Attachments: # 1 Exhibit 1, #
2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9)(Clapp, James) (Entered: April 13, 2009)
|
| April 13, 2009 |
36
|
DECLARATION of Max Folkenflik in support of MOTION for Attorney Fees , Litigation Expenses, and Plaintiff Enhancements 33 filed by Plaintiff Shawn P Dewane. (Clapp, James) (Entered: April 13, 2009)
|
| April 13, 2009 |
37
|
DECLARATION of Leon Greenberg in support of MOTION for Attorney Fees , Litigation Expenses, and Plaintiff Enhancements 33 filed by Plaintiff Shawn P Dewane. (Clapp, James) (Entered: April 13, 2009)
|
| April 13, 2009 |
38
|
DECLARATION of Kevin J. McInerney in support of MOTION for Attorney Fees , Litigation Expenses, and Plaintiff Enhancements 33 filed by Plaintiff Shawn P Dewane. (Attachments: # 1 Exhibit A)(Clapp,
James) (Entered: April 13, 2009)
|
| April 13, 2009 |
39
|
DECLARATION of Jeffrey G. Smith in support of MOTION for Attorney Fees , Litigation Expenses, and Plaintiff Enhancements 33 filed by Plaintiff Shawn P Dewane. (Attachments: # 1 Exhibit 1, #
2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5)(Clapp, James) (Entered: April 13, 2009)
|
| April 13, 2009 |
40
|
DECLARATION of Ryan F. Stephan in support of MOTION for Attorney Fees , Litigation Expenses, and Plaintiff Enhancements 33 filed by Plaintiff Shawn P Dewane. (Clapp, James) (Entered: April 13, 2009)
|
| April 13, 2009 |
41
|
DECLARATION of Edward J. Wynne in support of MOTION for Attorney Fees , Litigation Expenses, and Plaintiff Enhancements 33 filed by Plaintiff Shawn P Dewane. (Clapp, James) (Entered: April 13, 2009)
|
| April 13, 2009 |
42
|
DECLARATION of Jennifer M. Keough in support of MOTION for Attorney Fees , Litigation Expenses, and Plaintiff Enhancements 33 filed by Plaintiff Shawn P Dewane. (Attachments: # 1 Exhibit 1, #
2 Exhibit 2, # 3 Exhibit 3)(Clapp, James) (Entered: April 13, 2009)
|
| April 14, 2009 |
43
|
NOTICE Notice of Joint Motion for Final Approval of Class Action Settlement with the Prudential Defendants filed by Plaintiff Shawn P Dewane. (Attachments: # 1 Proposed Order Proposed Order Granting Joint Motion for Final Approval of Class Action Settlement and Judgment with Prudential
Defendants)(Rickert, Rachele) (Entered: April 14, 2009)
|
| April 14, 2009 |
44
|
MEMORANDUM in Support Memorandum of Points and Authorities in Support of Joint Motion for Final Approval of Class Action Settlement with the Prudential Defendants filed by
Plaintiff Shawn P Dewane. (Rickert, Rachele) (Entered: April 14, 2009)
|
| April 14, 2009 |
45
|
DECLARATION of M. Michael Cole In Support of Joint Motion for Final Approval of Class Action Settlement and Judgment with Prudential Defendants Joint MOTION for Settlement Approval of
Class and Collective Action Settlement Preliminary Approval 30 filed by Plaintiff Shawn P Dewane. (Rickert, Rachele)
(Entered: April 14, 2009)
|
| April 14, 2009 |
46
|
DECLARATION OF SERVICE OF SERVICE filed by Plaintiff Shawn P Dewane, re Declaration (Motion related), Declaration (Motion related) 45 , Memorandum in Support of Motion 44 , Notice (Other), Notice (Other)
43 served on 4/14/2009. (Rickert, Rachele) (Entered: April 14, 2009)
|
| April 22, 2009 |
47
|
MINUTES OF IN CHAMBERS ORDER held before Judge David O. Carter: re: MOTION for Attorney Fees , Litigation Expenses, and Plaintiff Enhancements 33 , Joint MOTION for Settlement Approval of Class and Collective Action Settlement Preliminary Approval 30 , Notice (Other), Notice (Other) 43 ., ( Motion set for hearing on
5/11/2009 at 03:00 PM before Judge David O. Carter.) Court requires the parties to disclose by 5/6/09 noon the amount of the Claims Administrator's costs and expenses sought to be paid
from the settlement fund. (dmjr) (Entered: April 22, 2009)
|
| April 22, 2009 |
48
|
DECLARATION of JENNIFER M. KEOUGH REGARDING CAFA NOTICE filed by Defendants Wachovia Securities LLC, First Union Securities, Inc., In Re: Wachovia Securities LLC Wage and Hour
Litigation. (Almon, Lorie) (Entered: April 22, 2009)
|
| April 27, 2009 |
49
|
MEMORANDUM in Support Corrected Memorandum of Points and Authorities in Support of Joint Motion for Final Approval of Class Action Settlement with the Prudential Defendants filed
by Plaintiff Shawn P Dewane. (Rickert, Rachele) (Entered: April 27, 2009)
|
| April 27, 2009 |
50
|
CERTIFICATE OF SERVICE filed by Plaintiff Shawn P Dewane, re Memorandum in Support of Motion 49 Declaration of Service
served on 4/27/2009. (Rickert, Rachele) (Entered: April 27, 2009)
|
| May 6, 2009 |
51
|
SUPPLEMENT to MOTION for Attorney Fees , Litigation Expenses, and Plaintiff Enhancements 33 Supplemental Submission
Re: Garden City Group Fees filed by Plaintiff Shawn P Dewane. (Clapp, James) (Entered: May 6, 2009)
|
| May 6, 2009 |
52
|
DECLARATION of Jennifer M. Keough in support of MOTION for Attorney Fees , Litigation Expenses, and Plaintiff Enhancements 33 Re: Claims Admin Fees and Expenses filed by Plaintiff Shawn P Dewane. (Attachments: # 1 Exhibit A- invoice)(Clapp, James) (Entered: May 6, 2009)
|
| May 6, 2009 |
53
|
RESPONSE filed by Plaintiff Shawn P Dewane TO ORDER TO SHOW CAUSE RE DISMISSAL FOR LACK OF PROSECUTION (Fineman, Nancy) (Entered: May 6, 2009)
|
| May 6, 2009 |
54
|
DECLARATION of Jennifer M Keough in Support of Joint MOTION for Settlement Approval of Class and Collective Action Settlement Preliminary Approval 30 Supplemental Declaration in Support of Final Approval of Settlement 43 filed by Plaintiff Shawn P Dewane. (Clapp, James) (Entered: May 6, 2009)
|
| May 11, 2009 |
55
|
ORDER by Judge David O. Carter granting 30 Motion for Settlement. See Document for further details. (ade) (Entered:
05/12/2009)
|
| May 11, 2009 |
57
|
ORDER Granting Joint Motion for Final Approval of Class Action Settlement and Judgment with Prudential Defendants by Judge David O. Carter 43 . (db) (Entered: May 20, 2009)
|
| May 12, 2009 |
56
|
NOTICE filed by Plaintiffs Shawn P Dewane. OF FILING EXECUTED COPY OF JOINT STIPULATION OF CLASS ACTION SETTLEMENT AND RELEASE (Attachments: # 1 EXHIBIT A (PART 1 OF 2), # 2 EXHIBIT A (PART 2 OF 2))(Fineman, Nancy)
(Entered: May 12, 2009)
|
| May 28, 2009 |
58
|
DECLARATION of Jennifer M. Keough Regarding First Supplemental CAFA Notice filed by Defendant Wachovia Securities LLC. (Almon, Lorie) (Entered: May 28, 2009)
|
| June 12, 2009 |
59
|
NOTICE of Change of Address filed by plaintiff Shawn P Dewane. Notice of Change of Firm Address of the Law Offices of James V. Bashian, P.C. (Berger, Justin) (Entered: June 12, 2009)
|
| June 15, 2009 |
60
|
NOTICE OF MOTION AND MOTION to Substitute Plaintiff Linda Cochran for Plaintiff John Cochran filed by plaintiff Shawn P Dewane. (Attachments: # 1 Proposed Order)(Berger, Justin) (Entered: June 15, 2009)
|
| July 2, 2009 |
61
|
ORDER by Judge David O. Carter: granting 60 Motion to Substitute Party. Plaintiff Linda Cochran, as Executrix of the Estate of
John Cochran, substituted as plaintiff in place of John Cochran. (ade) (Entered: July 6, 2009)
|
| July 6, 2009 |
62
|
STIPULATION to Dismiss Case filed by DEFENDANT Prudential Securities Inc. (Attachments: # 1 Proposed Order Confirming
Dismissal of Claims Against Prudential Defendants With Prejudice)(Battenfeld, John) (Entered: July 6, 2009)
|
| July 6, 2009 |
63
|
ORDER by Judge David O. Carter CONFIRMING DISMISSAL OF CLAIMS AGAINST PRUDENTIAL DEFENDANTS WITH PREJUDICE. IT IS ORDERED, having already dismissed all claims alleged in the complaints
against the Prudential Defendants, that the Parties need not separately apply for orders dismissing the Litigations and each of the Tag-Along Actions. See order for details (smi)
(Entered: July 10, 2009)
|
| August 25, 2009 |
64
|
OBJECTIONS to Class Action Settlement by Named Plaintiff Gerald Rouse (McInerney, Kevin) (Entered: August 25, 2009)
|
| August 25, 2009 |
65
|
PROOF OF SERVICE filed by Plaintiff Gerald Rouse, re Objections - non-motion 64 served on August 25, 2009. (McInerney, Kevin)
(Entered: August 25, 2009)
|
| August 25, 2009 |
66
|
NOTICE OF MOTION AND First MOTION to Intervene filed by Intervenor-Plaintiff Gerald Rouse. Motion set for hearing on 10/5/2009 at 08:30 AM before Judge David O. Carter. (Attachments: #
1 Declaration of Kevin J. McInerney)(McInerney, Kevin) (Entered: August 25, 2009)
|
| August 25, 2009 |
67
|
PROOF OF SERVICE filed by Intervenor-Plaintiff Gerald Rouse, re First MOTION to Intervene 66 served on August 25, 2009.
(McInerney, Kevin) (Entered: August 25, 2009)
|
| August 26, 2009 |
68
|
NOTICE of Appearance filed by attorney Edward J Wynne on behalf of Plaintiff Shawn P Dewane (Wynne, Edward) (Entered: August 26, 2009)
|
| August 28, 2009 |
69
|
PROOF OF SERVICE filed by Plaintiff Gerald Rouse, re First MOTION to Intervene 66 , Objections - non-motion 64 served on August 28, 2009. (McInerney, Kevin) (Entered: August 28, 2009)
|
| September 11, 2009 |
70
|
STIPULATION for Extension of Time to File Final Approval of Settlement/Attorneys' Fees filed by Plaintiff Shawn P Dewane. (Attachments: # 1 Proposed Order)(Berger, Justin) (Entered: September 11, 2009)
|
| September 18, 2009 |
71
|
ORDER re: Filing of Motion for Final Approval of Settlement/Attorneys' fees by Judge David O. Carater. Pursuant to the parties stipulation [70, the Court hereby GRANTS the parties a
one-week extension of the September 14, 2009 filing date. Accordingly, the parties shall file their motion for final approval of class action settlement, and Class Counsel will file their
motion for attorneys fees, costs, and Class Representative enhancements, on or before September 21, 2009. The final approval hearing shall remain set on October 5, 2009, at 3:00 p.m. (db)
(Entered: September 18, 2009)
|
| September 21, 2009 |
72
|
NOTICE OF MOTION AND MOTION for Settlement Approval of Final Approval of Class and Collective Action Settlement filed by Plaintiffs Shawn P Dewane. Motion set for hearing on 10/5/2009 at
03:00 PM before Judge David O. Carter. (Berger, Justin) (Entered: September 21, 2009)
|
| September 21, 2009 |
73
|
DECLARATION of Jeffrey G. Smith in support of MOTION for Settlement Approval of Final Approval of Class and Collective Action Settlement 72 filed by Plaintiff Shawn P Dewane. (Berger, Justin) (Entered: September 21, 2009)
|
| September 21, 2009 |
74
|
DECLARATION of Niall P. McCarthy in support of MOTION for Settlement Approval of Final Approval of Class and Collective Action Settlement 72 filed by Plaintiff Shawn P Dewane. (Berger, Justin) (Entered: September 21, 2009)
|
| September 21, 2009 |
75
|
DECLARATION of Lance P. Blair Regarding Notice and Claims Administration in support of MOTION for Settlement Approval of Final Approval of Class and Collective Action Settlement 72 filed by Plaintiff Shawn P Dewane. (Berger, Justin) (Entered: September 21, 2009)
|
| September 21, 2009 |
76
|
APPLICATION for Attorney Fees , Expenses, and Class Representative Enhancements filed by plaintiffs Shawn P Dewane. Application set for hearing on 10/5/2009 at 03:00 PM before
Judge David O. Carter. (Berger, Justin) (Entered: September 21, 2009)
|
| September 21, 2009 |
77
|
[PROPOSED] JUDGMENT re MOTION for Settlement Approval of Final Approval of Class and Collective Action Settlement 72 ,
APPLICATION for Attorney Fees , Expenses, and Class Representative Enhancements 76 filed by Plaintiff Shawn P Dewane.
(Berger, Justin) (Entered: September 21, 2009)
|
| September 24, 2009 |
78
|
JOINDER in MOTION for Settlement Approval of Final Approval of Class and Collective Action Settlement 72 and OPPOSITION to
MOTION FOR INTERVENTION filed by Defendant Wachovia Securities LLC. (Hix, Timothy) (Entered: September 24, 2009)
|
| September 25, 2009 |
79
|
Appearance of Counsel (Harris, Stephen) (Entered: September 25, 2009)
|
| September 28, 2009 |
80
|
MINUTES OF IN CHAMBERS ORDER by Judge David O. Carter: RESETTING HEARING Court orders the Hearing on Motion by Gerald Rouse to Intervene, presently set October 5, 2009 at 8:30 a.m.,
RE-SET AS TO TIME ONLY, to October 5, 2009 at 3:00 p.m. The Clerk shall serve a copy of this minute order on counsel for all parties in this action. (rla) (Entered: September 28, 2009)
|
| September 28, 2009 |
81
|
OPPOSITION AND OBJECTION IN OPPOSITION re: MOTION for Settlement Approval of Final Approval of Class and Collective Action Settlement 72 , APPLICATION for Attorney Fees , Expenses, and Class Representative Enhancements 76 filed by Plaintiff Gerald Rouse. (McInerney, Kevin) (Entered: September 28, 2009)
|
| September 28, 2009 |
82
|
DECLARATION of Kevin J. McInerney in Opposition to Motion for Final Approval; Award of Attorney's Fees MOTION for Settlement Approval of Final Approval of Class and Collective Action
Settlement 72 , APPLICATION for Attorney Fees , Expenses, and Class Representative Enhancements 76 filed by Plaintiff Gerald Rouse. (Attachments: # 1 Exhibit a, #
2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(McInerney, Kevin) (Entered: September 28, 2009)
|
| September 28, 2009 |
83
|
OF SERVICE filed by Plaintiff Gerald Rouse, re Objection/Opposition (Motion related), Objection/Opposition (Motion related) 81
, Declaration (Motion related), Declaration (Motion related) 82 served on 9/28/09. (McInerney, Kevin) (Entered: September 28, 2009)
|
| September 29, 2009 |
84
|
NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents. The following error(s) was found: Incorrect event selected: Miscellaneous; Correct specific event to add appearance of
counsel is: Notice/Appearance. Note: Wrong event does not provide relief or changes sought. RE: Miscellaneous Document 79 . In
response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. (lt)
(Entered: September 29, 2009)
|
| September 30, 2009 |
85
|
Corrected NOTICE of Appearance filed by attorney Stephen M Harris on behalf of Plaintiffs Jason Clark, Wayne Ribnick, David Mizrahi, Howard Schneider, Anthony San Andres, Robert Huntley,
Lloyd Cohen, Stephen Pincin, Scott Dahlberg (Harris, Stephen) (Entered: September 30, 2009)
|
| September 30, 2009 |
86
|
RESPONSE IN SUPPORT of MOTION for Settlement Approval of Final Approval of Class and Collective Action Settlement 72
Plaintiffs' Response to Objector Gerald Rouse's September 28, 2009 Brief filed by Plaintiff Shawn P Dewane. (Berger, Justin) (Entered: September 30, 2009)
|
| September 30, 2009 |
87
|
DECLARATION of Niall McCarthy Supplemental Declaration of Niall P.McCarthy In Support of Plaintiffs' Response to Objector Gerald Rouse's September 28, 2009 MOTION for Settlement Approval
of Final Approval of Class and Collective Action Settlement 72 filed by Plaintiff Shawn P Dewane. (Berger, Justin) (Entered:
09/30/2009)
|
| September 30, 2009 |
88
|
DECLARATION of Jeffrey G. Smith Supplemental Declaration of Jeffrey G. Smith In Support of Plaintiffs' Response to Objector Gerald Rouse's September 28, 2009 Brief MOTION for Settlement
Approval of Final Approval of Class and Collective Action Settlement 72 filed by Plaintiff Shawn P Dewane. (Berger, Justin)
(Entered: September 30, 2009)
|
| September 30, 2009 |
89
|
Proof of Service re: Response in Support of Motion, 86 (Berger, Justin) (Entered: September 30, 2009)
|
| October 1, 2009 |
90
|
DECLARATION of Byron Peter Kloeppel, Jr. In Support Of MOTION for Settlement Approval of Final Approval of Class and Collective Action Settlement 72 filed by Defendant Wachovia Securities LLC. (Attachments: # 1
Declaration of Byron Peter Kloeppel Jr.)(Hix, Timothy) (Entered: October 1, 2009)
|
| October 5, 2009 |
91
|
Notice of Withdrawal of Motion to Intervene 66 filed by Plaintiff Objector Gerald Rouse. (McInerney, Kevin) (Entered:
10/05/2009)
|
| October 5, 2009 |
92
|
PROOF OF SERVICE filed by Plaintiff Objector Gerald Rouse, re Notice of Withdrawal 91 served on 10/5/2009. (McInerney, Kevin)
(Entered: October 5, 2009)
|
| October 5, 2009 |
96
|
MINUTES OF Motion Hearing held before Judge David O. Carter re: 1) Joint Motion for Preliminary Approval of Class Action Settlement of Claims Against the Prudential Defendants 2) Hearing
on Application for Attorney Fees, Expenses and Class Representative Enhancements. Counsel state their appearances. Court conducts hearing and grants motions. Judgment signed this date.
Court Reporter: Jane Sutton. (db) (Entered: November 2, 2009)
|
| October 6, 2009 |
93
|
NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents. The following error(s) was found: Incorrect event selected, correct event is Proof of Service (subsequent document) RE:
Miscellaneous Document 89 . In response to this notice the court may order (1) an amended or correct document to be filed (2)
the document stricken or (3) take other action as the court deems appropriate. (rrp) (Entered: October 6, 2009)
|
| October 6, 2009 |
95
|
JUDGMENT by Judge David O. Carter, IT IS HEREBY ORDERED, ADJUDGED AND DECREED ASFOLLOWS: 1) The Court, for purposes of this Judgment and Order of Dismissal (Judgment), adopts all defined
terms as set forth in the Stipulation filed in this case; 18) Subject to Court approval, Class Counsel seek reasonable attorney fees in this matter in the gross amount of $9,750,000, in
addition to litigation costs in the amount of $436,661.87; the Wachovia Defendants have agreed to pay up to$295,650.09 to the Claims Administrator; and the Wachovia Defendants have agreed
to pay enhancements in the total gross amount of $420,000 to the Class Representatives to reimburse them for their unique services; 20) This document shall constitute a judgment (and
separate document constituting said judgment) for purposes of Federal Rule of Civil Procedure, Rule 58. IT IS SO ORDERED. (See document for further details.) (MD JS-6, Case Terminated).
(rla) (Entered: October 6, 2009)
|
| November 16, 2009 |
97
|
Joint STIPULATION for Judgment as to Pursuant to Rule 60(a) Correcting Judgment to Reduce the Cost Award to Class Counsel filed by Plaintiff Shawn P Dewane. (Attachments: # 1 Proposed Order)(Berger, Justin) (Entered: November 16, 2009)
|
| November 20, 2009 |
98
|
DECLARATION of Lance P. Blair Regarding Second Supplemental CAFA Notice filed by Defendants Wachovia Securities LLC, First Union Securities, Inc.. (Almon, Lorie) (Entered:
11/20/2009)
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