Securities and Exchange Commission v. WG Trading Investors, L.P. et al
| Plaintiff: | Securities and Exchange Commission |
|---|---|
| Defendant: | WG Trading Investors, L.P., WG Trading Company, Limited Partnership, Westridge Capital Management, Inc., Paul Greenwood and Stephen Walsh |
| Relief Defendants: | Robin Greenwood and Janet Walsh |
| Case Number: | 1:2009cv01750 |
| Filed: | February 25, 2009 |
| Court: | New York Southern District Court |
| Office: | Securities/Commodities Office [ Court Info ] |
| County: | NewYork |
| Presiding Judge: | Judge Unassigned |
| Nature of Suit: | Other Statutes - Securities/Commodities/Exchanges |
| Cause: | U.S. Government Plaintiff |
| Jurisdiction: | U.S. Government Plaintiff |
| Jury Demanded By: | 15:78m(a) Securities Exchange Act |
| Date Filed | # | Docket Text |
|---|---|---|
| February 25, 2009 | 1 | COMPLAINT against WG Trading Investors, L.P., WG Trading Company, Limited Partnership, Westridge Capital Management, Inc., Paul Greenwood, Stephen Walsh, Robin Greenwood, Janet Walsh. Document filed by Securities and Exchange Commission.(laq) (ama). (Entered: February 25, 2009) |
| February 25, 2009 | SUMMONS ISSUED as to WG Trading Investors, L.P., WG Trading Company, Limited Partnership, Westridge Capital Management, Inc., Paul Greenwood, Stephen Walsh, Robin Greenwood, Janet Walsh. (laq) (Entered: February 25, 2009) | |
| February 25, 2009 | CASE REFERRED TO Judge George B. Daniels as possibly related to 1:09-cv-1749. (laq) (Entered: February 25, 2009) | |
| February 25, 2009 | Case Designated ECF. (laq) (Entered: February 25, 2009) | |
| February 25, 2009 | 2 | ORDER TO SHOW CAUSE, TEMPORARY RESTRAINING ORDER, AND ORDER FREEZING ASSETS AND GRANTING OTHER RELIEF, filed by Securities and Exchange Commission. Defendant and Relief Defendants shall show cause why this Court should not enter an Order pursuant to Rule 65 of the Federal Rules of Civil Procedure, Section 20 of the Securities Act, Section 21 of the Exchange Act, and Section 209 of the Advisers Act preliminarily enjoining Defendants in the manner that is set forth in this Order. that discovery is expedited in the manner that is set forth herein. that the Defendants and Relief Defendants shall deliver any opposing papers in response to the Order to Show Cause above no later than Monday, March 2nd, 2009, at 4:00 p.m. Service shall be made by delivering the papers, using the most expeditious means available, by that date and time, to the New York Regional Office of the Commission at 3 World Financial Center, Suite 400, New York, New York 10281, Attn: Joseph P. Dever, Esq., or such other place as counsel for the Commission may direct in writing. The Commission shall have until March 3rd, 2009, at 11:00 a.m., to serve, by the most expeditious means available, any reply papers upon the Defendants, or upon their counsel, if counsel shall have made an appearance in this action then. that this Order shall be, and is, binding upon the Defendants and Relief Defendants, and each of their officers, agents, servants, employees and attorneys-in-fact,and those persons in active concert or participation with them who receive actual notice of this Order by personal service, facsimile service, email or otherwise. (Signed by Judge George B. Daniels on 2/25/09) (pl) (Entered: February 25, 2009) |
| February 26, 2009 | 3 | MOTION for Temporary Restraining Order. Document filed by Securities and Exchange Commission.(Gizzi, Paul) (Entered: February 26, 2009) |
| February 26, 2009 | 4 | DECLARATION of Joseph Dever in Support re: 3 MOTION for Temporary Restraining Order.. Document filed by Securities and Exchange Commission. (Gizzi, Paul) (Entered: February 26, 2009) |
| February 26, 2009 | 5 | MEMORANDUM OF LAW in Support re: 3 MOTION for Temporary Restraining Order.. Document filed by Securities and Exchange Commission. (Gizzi, Paul) (Entered: February 26, 2009) |
| March 2, 2009 | 6 | NOTICE OF APPEARANCE by James Matthew Wicks on behalf of Janet Walsh (Wicks, James) (Entered: March 2, 2009) |
| March 2, 2009 | 7 | NOTICE OF APPEARANCE by Daniel Seth Ruzumna on behalf of Robin Greenwood (Ruzumna, Daniel) (Entered: March 2, 2009) |
| March 2, 2009 | 8 | NOTICE OF APPEARANCE by Leonard Matthew Braman on behalf of Robin Greenwood (Braman, Leonard) (Entered: March 2, 2009) |
| March 2, 2009 | 9 | RESPONSE TO ORDER TO SHOW CAUSE re: 2 Order to Show Cause,,,,,,. Document filed by Robin Greenwood. (Ruzumna, Daniel) (Entered: March 2, 2009) |
| March 2, 2009 | 10 | DECLARATION of Janet B. Schaberg in Opposition re: 3 MOTION for Temporary Restraining Order.. Document filed by Janet Walsh. (Attachments: # 1 Exhibit "A", # 2 Exhibit "B")(Wicks, James) (Entered: March 2, 2009) |
| March 2, 2009 | 11 | MEMORANDUM OF LAW in Opposition re: 3 MOTION for Temporary Restraining Order.. Document filed by Janet Walsh. (Wicks, James) (Entered: March 2, 2009) |
| March 2, 2009 | 12 | MEMORANDUM OF LAW re: 3 MOTION for Temporary Restraining Order., 2 Order to Show Cause,,,,,,. Document filed by Paul Greenwood, Stephen Walsh. (Jossen, Robert) (Entered: March 2, 2009) |
| March 2, 2009 | 13 | DECLARATION of Paul Greenwood re: 2 Order to Show Cause,,,,,,. Document filed by Paul Greenwood. (Jossen, Robert) (Entered: 03/02/2009) |
| March 2, 2009 | 14 | DECLARATION of Stephen Walsh re: 2 Order to Show Cause,,,,,,. Document filed by Stephen Walsh. (Jossen, Robert) (Entered: 03/02/2009) |
Docket Report Last Checked: March 2, 2009 13:46:49 PST
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| Plaintiff: Securities and Exchange Commission | |
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| Represented By: James Clarkson | |
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| Defendant: WG Trading Investors, L.P. | |
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| Defendant: WG Trading Company, Limited Partnership | |
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| Defendant: Westridge Capital Management, Inc. | |
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| Defendant: Paul Greenwood | |
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| Defendant: Stephen Walsh | |
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| Relief Defendant: Robin Greenwood | |
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| Relief Defendant: Janet Walsh | |
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